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The Laws That Govern the Securities Industry.
- The US Securities and Exchange Commission
- Jul 12, 2018
- 1 min read
Updated: Feb 27, 2022
Nukunu Capital & Co. clients, please note: "Except as otherwise noted, the links to the securities laws below are from Statute Compilations maintained by the Office of the Legislative Counsel, U.S. House of Representatives. These links are provided for the user's convenience and may not reflect all recent amendments. If you have questions concerning the meaning or application of a particular law, please contact our Legal Advisory and Tax Management Group at Nukunu Capital & Co. or consult with an attorney who specializes in securities law." Thank You.
And US Sec Filing: